ISO 27001 Audit Process: What is Required to Obtain the Certification?

ISO 27001 Certification Audit: How is it Conducted?

ISO 27001 certification evaluates whether an organization has established and effectively implemented an Information Security Management System (ISMS) that adheres to international standards. The audit process is crucial for determining whether the organization has appropriately implemented security measures. This audit is part of the certification process and needs to be repeated periodically for each organization.

When applying for the ISO 27001 certification, the certification body conducts an audit to assess how well the organization’s ISMS and internal processes align with the ISO 27001 standards. This article provides a step-by-step explanation of the ISO 27001 audit process and how Kayra Belgelendirme can assist you throughout the process.

ISO 27001 Audit Stages

Organizations seeking ISO 27001 certification undergo a two-phase audit process: Stage 1 (Documentation Review) and Stage 2 (Main Audit). These stages evaluate the establishment and functioning of the organization’s ISMS.

Stage 1: Documentation Review
In the first stage, the certification body reviews the documentation related to the organization’s information security management system. This documentation includes the efforts the organization made to establish the ISMS, risk assessments, information security policies, procedures, and practices. The objective of Stage 1 is to assess whether the organization meets the ISO 27001 requirements and to identify any gaps.

Key elements assessed during Stage 1:

Risk assessment and management
Information security policies and procedures
Training and awareness programs
Documentation of information security processes
Internal audit reports and corrective actions
At the end of Stage 1, the auditor provides a report to the organization, which includes any identified gaps and lists the corrective actions required to move on to the next stage.

Stage 2: Main Audit
In Stage 2, the certification body audits the actual implementation of the ISMS and how effectively it is operating. This audit involves on-site observations of practices and processes. The auditor examines in more detail how well the organization complies with ISO 27001 standards. This stage typically lasts several days and includes observations in various departments, interviews with staff, and checks of documentation.

Key elements assessed during Stage 2:

How the ISMS is applied across the organization
Employee awareness of information security
Conducting information security audits and tests
Effectiveness of internal control mechanisms
Management’s oversight and control of the ISMS
After the audit, the certification body provides a report that highlights the level of compliance with the ISMS requirements. If any deficiencies are found, the organization will be advised to implement corrective actions. After completing the corrective actions, the next step is to issue the certification.

ISO 27001 Audit Process and Kayra Belgelendirme

At Kayra Belgelendirme, we are here to guide and support you through each step of the ISO 27001 certification process. The audit process can be complex, but with our expert team, we make the process much simpler and more understandable. To ensure the effective execution of the ISO 27001 audit, thorough preparation is necessary. Kayra Belgelendirme works alongside you at each step to help you achieve your ISO 27001 certification.

The Continuity of ISO 27001 Audit and Re-Audits

After obtaining the ISO 27001 certification, regular audits are conducted to maintain the validity of the certification. These audits typically occur annually and assess the continued effectiveness and sustainability of the ISMS. Obtaining the ISO 27001 certification is not a one-time process; it requires continuous improvement and monitoring.

Kayra Belgelendirme helps ensure the successful completion of these audits and supports ongoing efforts to maintain certification and improve the ISMS over time.